Justia Alabama Supreme Court Opinion Summaries

Sarah Hicks petitioned the Supreme Court for review of the Court of Criminal Appeals' judgment affirming her conviction, following a guilty plea, for chemical endangerment of a child for exposing her unborn child to a controlled substance. In affirming the judgment of the Court of Criminal Appeals, the Supreme Court held that use of the word "child" in the chemical-endangerment statute included all children, born and unborn, and furthered Alabama's policy of protecting life from the earliest stages of development. View "Hicks v. Alabama " on Justia Law

Defendants Hector Laurel, M.D., Crissey Watkins, and Comprehensive Anesthesia Services, P.C. ("CAS"), sought a permissive appeal to challenge the circuit court's order denying their motions for a summary judgment. Plaintiff Tiffany Prince underwent a laparoscopic cholecystectomy at The Madison Surgery Center. During the anesthetic induction, Watkins administered what she believed to be 4 milligrams of Zofran from a syringe that had a white label with a handwritten letter "Z" on the label. Watkins testified that that medication had been drawn into the syringe by Dr. Laurel, an anesthesiologist. After the medication was administered, and while Prince was moving from the preoperative stretcher to the operating-room stretcher, Prince became weak and was having trouble breathing. Watkins called for an anesthesiologist and assisted Prince with a bag mask. Subsequently, Dr. Hoger, another anesthesiologist, came in and administered anesthesia medication to Prince. Watkins testified that Dr. Laurel came into the room sometime during the induction of Prince. When talking to Dr. Laurel, Watkins learned that the syringe with the white label actually contained Zemuron, a paralytic, and that the syringe had been used on a previous patient ("Patient A"). Watkins testified that, during Patient A's induction, she had disposed of a syringe of Zemuron because she had touched the cap. Subsequently, she said, Dr. Laurel had drawn another syringe of Zemuron for Patient A. Watkins testified that she subsequently checked Patient A's medical records and that Patient A's medical history was negative for a history of HIV and hepatitis C. During the year following her surgery, Prince underwent routine testing for HIV and hepatitis C, and all of Prince's tests were negative. Prince did not pay for any of the testing. Prince later sued Dr. Laurel, Watkins, and CAS, alleging medical malpractice. The trial court entered orders denying the defendants' motions for a summary judgment. Defendants subsequently filed a "Motion to Reconsider or, Alternatively, Motion for Certification of Order for Appeal," which the trial court also denied. The defendants then filed a petition for a permissive appeal to the Supreme Court, which was granted. Upon review, the Supreme Court reversed and remanded, finding that undisputed expert testimony established that there was no medical basis for concluding that Prince had a risk of developing any disease based on the use of the contaminated syringe, and her test results had all been negative. The trial court should have granted the defendants' motions for a summary judgment on that basis. View "Laurel v. Prince " on Justia Law

Regions Bank, as sole trustee of the J.F.B. Lowrey Trust, appealed a circuit court order that awarded Regions $312,257.36 from the Lowrey Trust as reimbursement for attorney fees and expenses Regions incurred as trustee during the successful defense of an action brought against Regions by Sam G. Lowrey, Jr., and Shelby Jones, two of the beneficiaries of the Trust. The beneficiaries sued Regions, alleging breach of fiduciary duty, claiming Regions failed to protect and preserve the assets of the Lowrey Trust, which consisted primarily of approximately 20,000 acres of timberland located in Monroe and Conecuh Counties and which have been the subject of much intra-family litigation. Hurricane Ivan made landfall and moved over Monroe and Conecuh Counties, causing severe wind damage and destruction of much of the standing timber owned by the Lowrey Trust. In their complaint, the beneficiaries asserted that Regions should have purchased casualty-loss insurance on the timber, should have sold most of the timberland before Hurricane Ivan in order to diversify the investments of the trust estate, should have cut the timber more rapidly, or should have pursued some combination of these tactics in order to preserve the corpus of the Trust. The trial court entered a detailed order in favor of Regions, rejecting the beneficiaries' claims of mismanagement of the trust assets and taxing costs against the beneficiaries. Upon review, the Supreme Court concluded Regions was entitled to reimbursement of fees and expenses and costs arising out of the litigation. The trial court exceeded its discretion by reducing Regions' reimbursement by both a line-by-line reduction and a percentage reduction. The trial court's January 8, 2013 was reversed in its entirety and remanded for consideration of the reasonableness of each aspect of Regions' reimbursement request. View "Regions Bank v. Lowrey" on Justia Law

Guardian Builders, LLC, and E. Wayne Tackett appealed a Circuit Court order denying their motion to vacate or modify an arbitration award entered in favor of Randy Uselton and his wife Melissa. In 2010, the Useltons sued Guardian alleging several claims arising from Guardian's construction of a house for the Useltons. Guardian subsequently filed a motion to compel arbitration, and the circuit court granted that motion. In late 2011, the arbitrator entered a final award in favor of the Useltons. Guardian subsequently filed a motion to vacate or modify the arbitration award to the circuit court, to which it attached a copy of the arbitration award. The Useltons filed a 'motion to confirm' the arbitration award. The circuit court entered an order purporting to deny Guardian's motion to vacate or modify the arbitration award, purporting to grant the Useltons' motion to confirm the arbitration award, and purporting to order Guardian to pay $1,421.75 in Better Business Bureau fees and facility costs related to the arbitration. Guardian objected only to a subset of the damages that were awarded the Useltons that were not directly related to the poorly constructed house, specifically, attorney fees and arbitration fees (including both the arbitrator fee and the forum fee charged by the Better Business Bureau of North Alabama ("the BBB"), which administered the arbitration). Furthermore, Guardian argued the arbitrator lacked the authority to award the Useltons attorney fees and arbitration fees. The Supreme Court agreed that the arbitrator exceeded his authority by awarding those remedies. The trial court's judgment was reversed and the case remanded for the trial court to enter a modified judgment subtracting attorney fees and arbitration fees from the award made to the Useltons. View "Guardian Builders, LLC v. Uselton " on Justia Law

The Shelby County Board of Equalization petitioned the Supreme Court for a writ of mandamus, or, in the alternative, a writ of prohibition, to direct the Shelby Circuit Court to dismiss as untimely an appeal filed by Central Shelby LTD. challenging a final ad valorem tax assessment issued by the Board. In response to Central Shelby's objection to the Board's 2013 assessed value of real property owned by Central Shelby, the Board entered a final ad valorem assessment. The clerk of the Shelby Circuit Court mailed a copy of the notice of appeal to the Board, which received the notice on July 8, 2013. Thereafter, the Board moved to dismiss the appeal on the ground that Central Shelby had not filed with the secretary of the Board its notice of appeal within 30 days of the final assessment as, the Board contended, section 40-3-25 requires. The trial court, without stating the findings on which its decision was based, denied the Board's motion. In response, the Board filed this petition alleging that, as a result of the alleged untimely notice to it of Central Shelby's appeal, the trial court lacked subject-matter jurisdiction over the underlying appeal. Central Shelby faulted the circuit clerk for her alleged untimely mailing of the notice of appeal to the secretary of the Board. The Supreme Court concluded the appealing taxpayer is charged with the responsibility of filing the notice of appeal with the secretary of the Board. As a result of Central Shelby's failure to comply with the provisions of 40-3-25, its appeal was not perfected and the trial court's jurisdiction was never invoked. The Supreme Court therefore granted the Board's petition and directed the trial court to vacate its order denying the Board's motion to dismiss and to dismiss Central Shelby's appeal as untimely. View "Central Shelby LTD. v. Shelby County Board of Equalization" on Justia Law

Howard Ross petitioned the Supreme Court for a writ of certiorari to review the judgment of the Court of Civil Appeals affirming summary judgments in favor of West Wind Condominium Association, Inc. and Joseph London III. Ross owned four condominium units within the West Wind community. Ross and West Wind agreed that West Wind would accept maintenance and repair work from Ross in lieu of his paying the condominium association's monthly dues. West Wind informed Ross in September 2006 that further work would not be necessary and that he should start paying the dues. Ross paid his dues monthly starting in December 2006. When Ross made his payments for April and May 2007, West Wind rejected those payments and sent Ross a letter through its attorney disputing Ross's charges for the maintenance and repair work that Ross had performed. Through his own attorney, Ross submitted an itemized list of charges for his work done for West Wind, but Ross never received any further correspondence from West Wind. In 2007, West Wind recorded instruments in the office of the Probate Judge of Madison County claiming liens on Ross's four condominium units. In early 2008, West Wind published notice of a foreclosure sale on Ross's units in a local newspaper and continued publishing the notice for four weeks. A month later, West Wind conducted foreclosure sales on Ross's four condominium units and was the highest bidder on all of them. That same day, the auctioneer executed foreclosure deeds conveying the four units to West Wind. West Wind then conveyed two of the units to Jimmy Spruill and Cynthia Spruill, one unit to Joseph London III (who was president of West Wind), and one unit to Delvin Sullivan. Ross sued West Wind, London, Sullivan, and the Spruills alleging claims of wrongful foreclosure and seeking redemption of the properties. Ross sought an order setting aside the foreclosure sales, as well as redemption of the four condominium units. Ross claimed that West Wind had foreclosed on his units without giving him proper notice and that he had not learned of the foreclosures until after they had occurred. The trial court entered a default judgment against Sullivan, but it entered summary judgments in favor of London and the Spruills. West Wind also moved for a summary judgment, arguing, among other things, that it had the right to foreclose based on Ross's unpaid dues. Upon review of the trial court record, the Supreme Court concluded the trial court erred in entering a summary judgment for West Wind and London, and that the Court of Civil Appeals erred in holding that Ross had waived the argument that he had presented substantial evidence creating a genuine issue of material fact as to whether he had received proper notice. Accordingly, the Court reversed and remanded the case for further proceedings. View "Ross v. West Wind Condominium Association, Inc." on Justia Law

Jennifer Leigh Clayton and Justin Andrew Bailey filed separate motions requesting that the trial court suppress evidence seized in a warrantless search of their apartment by law-enforcement officers in early 2011. A grand jury issued an indictment charging Clayton and Bailey with first-degree unlawful manufacturing of methamphetamine. After a hearing, the trial court granted their motions to suppress the evidence. The State appealed, and the Court of Criminal Appeals affirmed the trial court's order as to the search. The State appealed that decision. The Supreme Court did "not find persuasive Clayton and Bailey's argument that the behavior of the officers indicated that there was no need for immediate action. A fair reading of the record establishes that, in light of the odor the law enforcement officers recognized to be consistent with the process of manufacturing methamphetamine, the law-enforcement officers were concerned about their safety and the safety of the occupants of the apartment and the public." Because law-enforcement had probable cause to believe that methamphetamine was being manufactured inside the apartment and because the process of manufacturing methamphetamine, in light of its explosive nature, created an exigent circumstance, the law-enforcement officers' warrantless entry into and search of Bailey and Clayton's apartment was proper. Therefore, the judgment of the Court of Criminal Appeals holding otherwise was reversed, and this case was remanded to that court for further proceedings. View "Alabama v. Clayton " on Justia Law

The Alabama Supreme Court focused on two appeals (case no. 1101384 and case no. 1110310) and two petitions for writs of mandamus (case no. 1101313 and case no. 1110158) filed by the State of Alabama, all challenging orders entered by a circuit judge in Greene County requiring State officials to return to items seized by the State as contraband pursuant to search warrants previously issued by the Greene Court. In addition, the Supreme Court reviewed a petition for a writ of mandamus (case no. 1130598) filed by the State seeking relief from the refusal of a district judge in Greene County to issue warrants similar to the warrants involved in the first four cases based on evidentiary submissions similar to those provided by the State in those same four cases. The latter case involved the same potential defendants and gaming establishments as the first four cases, as well as similar gambling devices alleged by the State to be illegal. Moreover, the district judge in case no. 1130598 relied upon the judgment of the trial judge in the former cases in refusing to issue the warrants in that case. Upon review of the trial record of all parties' cases involved, the Supreme Court concluded that the circuit court was asked to preemptively adjudicate (within the confines of a motion filed under Rule 3.13, Ala. R. Crim. P.) the lawfulness of property seized as contraband. The Court concluded the Circuit Court had no jurisdiction to do so. Therefore the Supreme Court vacated the orders of the trial court in case no. 1101384 and 1110310 and dismissed those actions. The Court dismissed the appeals in those cases, and the related petitions for writ of mandamus then pending in case no. 1101313 and case no. 1110158. As to case no. 1130598, the Court, by separate order, granted the State's petition for a writ of mandamus and remanded this case for the immediate issuance of the warrants for which the State applied. View "Alabama v. Greenetrack, Inc. " on Justia Law

J&W Enterprises, LLC ("J&W"), and Ezell Coates were defendants brought by plaintiff Angel Luis Cruz. J&W and Coates petitioned the Supreme Court for a writ of mandamus to direct the Clarke Circuit Court to transfer the action to the Mobile Circuit Court. This action arose from a truck accident that occurred in 2011 in Mobile County. At the time of the accident, Coates was driving a tractor-trailer rig owned by J&W, his employer. According to the complaint, Coates negligently and/or wantonly operated the tractor-trailer rig, causing it to collide with a tractor-trailer rig operated by Cruz. Cruz claimed injury as a result of the accident, but he did not seek any medical treatment in Mobile County as a result of the accident. Given the specific facts of this case, the Supreme Court could not say that Mobile County had a significantly stronger connection to this case than did Clarke County so that the interest of justice would be offended by trial in Clarke County. Accordingly, the Court could not conclude that the trial court exceeded its discretion in refusing to transfer this action to Mobile County. As such, the Court denied the writ. View "Cruz v. J&W Enterprises, LLC" on Justia Law

Nationwide Retirement Solutions, Inc. ("NRS"), appealed a circuit court judgment awarding PEBCO,Inc. over a million dollars in attorney fees and $29,132.01 in expenses. In 2007, participants in the State of Alabama Public Employees Deferred Compensation Plan filed a class action against Nationwide Life Insurance Company ("NL"), NRS, the Alabama State Employees Association ("ASEA"), and PEBCO, Inc., alleging breach of fiduciary duty, conversion, and breach of contract in the administration of the Plan. The parties filed a "Stipulation of Settlement," which the trial court approved in its final order entered in 2011. Pursuant to the settlement, NL and NRS paid $15.5 million to the participants in the Plan and $2.9 million in attorney fees to settle class claims against all defendants, including ASEA and PEBCO. In its findings of fact, the trial court stated: "ASEA is being permitted to retain more than $12 million in sponsorship payments that it allegedly received unlawfully, and ASEA is receiving full release from any liability." A day before the parties filed their "Stipulation of Settlement," Nationwide moved for an order barring ASEA and PEBCO from filing any indemnification claims. The trial court granted the order except for claims for attorney fees and costs. "[I]n light of Nationwide's substantial contributions to the settlement," the court wrote that it was "fair and reasonable that ASEA and PEBCO be barred from pursuing any claims against Nationwide for reimbursement, indemnification, or contribution other than claims for attorney fees and costs ...." A month before entering its final order in the class action, the trial court ordered severance of ASEA and PEBCO's claim for fees and directed the Circuit Court clerk to docket that claim as "a separate and independent action," with ASEA and PEBCO as plaintiffs and NL and NRS as defendants. The trial court found that the indemnification clause in the agreement required that NRS pay the fees and costs incurred by ASEA and PEBCO in defending the class action. Noting that NRS "has contended, and still contends, that indemnification is improper based on the language of the agreement and the attending facts," the trial court stated that it "has held hearings on that issue and by prior order has ruled that indemnification is appropriate. The instant action was filed to enforce indemnification." The court ordered NRS to pay PEBCO $863,988.50 in attorney fees and $15,297.54 in expenses for the class-action litigation, and $210,039 in attorney fees and $13,834.47 in expenses for litigating the severed cross-claim. NRS timely appealed that decision to the Supreme Court. The Supreme Court reversed and remanded: "[b]ecause NRS did not fail to perform those duties under the agreement that ultimately gave rise to the class action, it did not, as a matter of law, breach the indemnification clause in the agreement. . . . Alabama does not permit a party to seek indemnification for defending against its own allegedly wrongful acts." View "Nationwide Retirement Solutions, Inc. v. PEBCO,Inc. " on Justia Law