Justia Alabama Supreme Court Opinion Summaries

Articles Posted in Civil Procedure
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Petitioners-defendants Angela McClintock, Stephanie Streeter, and Christa Devaughn, all of whom were employees of the Jefferson County Department of Human Resources ("JCDHR"), petitioned for a writ of mandamus requesting that the Alabama Supreme Court direct the Jefferson Circuit Court to enter a summary judgment in their favor based on State-agent immunity. Charges arose from the death of K.W., a newborn who was removed from her home following domestic abuse allegations at the home of T.H., K.W.’s mother. At the time of K.W.'s death, McClintock was the director of JCDHR; Streeter was an assistant director of child welfare for JCDHR; and Devaughn was a child-abuse and neglect investigative worker for JCDHR. In June 2011, T.H. was charged with third-degree domestic violence when S.W., T.H.'s mother, filed charges against her for striking a sibling in the face. K.W. was born in December 2011. While T.H. was still in the hospital, T.H.'s grandmother reported to JCDHR that she had concerns that T.H. would not be able to care for her new baby, that T.H. had left her father's home, and that T.H. had a history of running away. After conducting an investigation, JCDHR allowed T.H. to be discharged from the hospital to the home of K.M., T.H.'s second cousin. K.H., T.H.'s father, filed a dependency complaint, seeking custody of K.W. In January 2012, Devaughn filed a dependency complaint as to T.H. and a request for a pickup order for K.W. K.W. was picked up and placed in the foster home of Dennis Gilmer on that same date. K.W. died on February 24, 2012, while in foster care. K.H. and T.H. filed a complaint against the petitioners, Brandon Hardin, Dennis Gilmer, and JCDHR, stating claims of wrongful death of a minor, negligence, wantonness, and negligent/wanton training and supervision. The Alabama Supreme Court found petitioners established they had a clear legal right to summary judgment in their favor based on State-agent immunity. Accordingly, the Supreme Court granted their petition for mandamus relief. View "Ex parte Angela McClintock et al." on Justia Law

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Clinton Carter, in his official capacity as Director of Finance of the State of Alabama, and Chris Roberts, in his official capacity as director of the Alabama Office of Indigent Defense Services petitioned the Alabama Supreme Court for a writ of mandamus to direct the Jackson Circuit Court to transfer the underlying action to Montgomery County, where, they argued, venue was proper. In January 2015, the Jackson Court, pursuant to section 15-12-21, Ala. Code 1975, appointed two attorneys to represent Barry Van Whitton, an indigent, in a noncapital-murder case. While the criminal case against Whitton was pending, the attorneys filed a motion seeking a declaration that section 15-12-21 was unconstitutional; an order allowing them to exceed the statutory fee cap set in the statute; and, in the alternative, an order reimbursing them for their overhead expenses incurred in the defense of the case. The trial court entered an order, which, among other things, declared section 15-12-21 unconstitutional and "no longer of any force or effect" ("the Whitton order). The attorney general did not appeal the Whitton order or otherwise challenge it. The issue presented in this petition did not concern the validity of the Whitton order or whether that order was enforceable. Rather, the only issue presented for the Supreme Court's review was whether venue for the civil action was proper in Montgomery County. The civil action was brought against the State defendants in their official capacities, and there was no waiver of objections to venue in the civil action. Thus, under the Court's holding in "Ex parte Neely," it concluded the State defendants demonstrated a clear legal right to mandamus relief. View "Ex parte Clinton Carter" on Justia Law

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The Maintenance Group, Inc. petitioned the Alabama Supreme Court for a writ of mandamus to direct the Madison Circuit Court to enter an order dismissing the claims against it based on lack of personal jurisdiction. This case arises from the sale of an aircraft. The purchaser alleged tortious conduct related to the sale of the aircraft negotiated and consummated outside Alabama by nonresident parties, including Maintenance. The only contact with Alabama being post-purchase travel into and out of Alabama. The Supreme Court concluded that, based on the evidence before the trial court, the purchaser did not establish a sufficient nexus between Maintenance's purposeful activity within Alabama and the claims made in its action sufficient to subject Maintenance to personal jurisdiction in an Alabama court. Accordingly, Maintenance has shown a clear legal right to the dismissal of the complaint on the ground that the trial court lacked personal jurisdiction over it. View "Ex parte The Maintenance Group, Inc." on Justia Law

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James Wood, a retired circuit court judge, appealed the grant of summary judgment in favor of: the State of Alabama; Luther Strange, in his capacity as Attorney General for the State of Alabama; David Bronner, in his capacity as chief executive officer of the Employees' Retirement System of Alabama; the Board of Control of the Employees' Retirement System of Alabama ("the Board of Control"); and Thomas White, Jr., in his capacity as Comptroller for the State of Alabama. At issue were increases in the rates of contributions judges and justices are required to pay into the Judicial Retirement Fund ("the Fund"), pursuant to section 12- 18-5, Ala. Code 1975. The Fund was established under the provisions of Act No. 1163, Ala. Acts 1973, codified at section 12- 18-1 et seq., Ala. Code 1975, to provide retirement benefits to qualified judges and justices. Judge Wood was serving his second official term when increases in contribution rates took effect. Judge Wood retired on January 15, 2013. In June 2012, Judge Wood, individually, and on behalf of a purported class of "all members" of the Fund, sued the State defendants, alleging that the mandatory increases in contributions to the Fund reduced Judge Wood's net pay without affording him any additional retirement benefits. He alleged that the increases in contributions violated the Judicial Compensation Clause of Art. VI, section 148(d), Constitution of Alabama of 1901 ("the Compensation Clause"). In his complaint, Judge Wood sought a judgment declaring the Act unconstitutional as violative of the Compensation Clause. Because Judge Wood's claim for money damages was not shown to be within the Alabama Supreme Court's subject-matter jurisdiction and his claim for prospective injunctive relief was moot, also defeating subject-matter jurisdiction, the Court did not address the constitutionality of the Act. Accordingly, the Court held the trial court's judgment upholding the Act against Judge Wood's constitutional challenge was void. Therefore, the Court dismissed the appeal, vacated the summary judgment in favor of the State defendants, and dismissed the action for failure to establish subject-matter jurisdiction as to the claim for monetary damages and on the basis of mootness as to the claim for prospective injunctive relief. View "Wood v. Alabama" on Justia Law

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Sheila Ingle ("Ingle") appealed a circuit court order dismissing her claims against Jason Adkins, individually and in his capacity as superintendent of the Walker County School System; the Walker County Board of Education ("the Board"); and Bradley Ingle, William Gilbert, Dennis Reeves, James Rigsby, and Sonia Waid, members of the Board. Ingle brought this action "in the name of the State of Alabama on the relation of Sheila Mote Ingle ... in her individual capacity as a resident citizen and taxpayer in Walker County, Alabama." Ingle sought a declaration that Adkins's July 2013 salary increase was unconstitutional, illegal, and void; that the December 2014 "employment contract" was unconstitutional, illegal, and void; and that the November 2015 modification of the employment contract was unconstitutional, illegal, and void. Ingle sought to compel the Board members "to vacate and/or rescind" the "employment contract." Further, Ingle sought to recover for the taxpayers of Walker County the allegedly illegal compensation that had already been paid to Adkins, and she sought to recover on her own behalf attorney fees. Additionally, Ingle alleged that, even if the employment contract was not determined to be unconstitutional and void, the Board had overpaid Adkins's travel stipend, and, thus, Ingle sought to recover that overpayment. Later, Ingle amended her petition to withdraw her claim for attorney fees. The Alabama Supreme Court has held that taxpayers have standing to seek an injunction against public officials to prevent illegal payments from public funds. “This standing is based on the fact that taxpayers have an equitable ownership in the public funds and will be responsible for replenishing the public funds if those funds are misappropriated, and, thus, a taxpayer suffers an injury when public funds are illegally spent.” The Court determined that Ingle had standing as a taxpayer to seek an injunction against Adkins and the Board members in their official capacities. The Court reversed the circuit court’s order dismissing Ingle’s claims against the Board members and Adkins with respect to Adkins’ then-current agreement with the Board. The case was remanded for further proceedings. View "Ingle v. Adkins" on Justia Law

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Leigh Shelton, as the personal representative of the estate of Margaret Blansit, deceased, appealed a judgment in favor of I.E. Green in a personal-injury action brought by Shelton seeking damages for injuries Blansit allegedly suffered in a slip-and-fall accident at Green's residence. Before Shelton filed her complaint, Blansit died of causes unrelated to the fall. Green filed a motion for a judgment on the pleadings, arguing that Blansit's cause of action abated upon her death. The trial court agreed and granted Green's motion. Shelton appealed. Finding no reversible error, the Alabama Supreme Court affirmed. View "Shelton v. Green" on Justia Law

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Candy Parkhurst ("Parkhurst"), personal representative of the estate of her husband, Andrew P. Parkhurst ("Andrew"), deceased, file suit to compel Carter C. Norvell and Parkhurst & Norvell, an accounting firm Norvell had operated as a partnership with Andrew ("the partnership"), to arbitrate a dispute regarding the dissolution of the partnership. Pursuant to an arbitration provision in a dissolution agreement Norvell and Andrew had executed before Andrew's death, the trial court ultimately ordered arbitration and stayed further proceedings until arbitration was complete. Subsequently, however, Parkhurst moved the trial court to lift the stay and to enter a partial summary judgment resolving certain aspects of the dispute in her favor. After the trial court lifted the stay and scheduled a hearing on Parkhurst's motion, Norvell and the partnership appealed, arguing that the trial court was effectively failing to enforce the terms of a valid arbitration agreement in violation of the Federal Arbitration Act. The Alabama Supreme Court determined there was no evidence in the record indicating that Norvell made such an agreement and he, in fact, denied doing so. In the absence of any evidence that would establish such an agreement, as well as any other evidence that would conclusively establish that Norvell clearly and unequivocally expressed an intent to waive his right to have the arbitrator resolve this dispute. As such, Parkhurst failed to meet her burden of showing that the arbitration provision in the dissolution agreement should not have been enforced. Accordingly, the trial court erred by lifting the arbitral stay in order to consider Parkhurst's motion for a partial summary judgment, and its judgment doing so was reversed and remanded. View "Norvell v. Parkhurst" on Justia Law

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Timothy Thomas appealed from judgments entered in favor of Randell Heard and Donna Heard and in favor of Laura Wells, as guardian ad litem and next friend of M.A., a minor. The Heards and Wells had separately sued Thomas alleging negligence and wantonness and seeking to recover damages for injuries the Heards and M.A. had suffered as the result of an automobile accident. Thomas argued that the jury's punitive-damages awards were excessive. The trial court denied Thomas's request for a remittitur without explaining its reasoning for doing so. On appeal, the Alabama Supreme Court affirmed the judgments as to the compensatory-damages awards but remanded the cases with instructions for the trial court to enter orders in compliance with Alabama law. The trial court reaffirmed the punitive-damages awards on remand. The only issue before the Supreme Court in this appeal was whether the punitive-damages awards were, as Thomas contended, excessive. The Court concluded that they were not. View "Thomas v. Heard" on Justia Law

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Plaintiffs Johnny Mack Morrow, a member of the Alabama House of Representatives, and Jim Zeigler, auditor for the State of Alabama appealed a circuit court judgment dismissing their complaint filed against Robert Bentley, individually and in his official capacity as governor of the State of Alabama; Gunter Guy, individually and in his official capacity as commissioner of the Alabama Department of Conservation and Natural Resources; Luther Strange, individually and in his official capacity as attorney general for the State of Alabama; William Newton, individually and in his official capacity as director of the Alabama Department of Finance; and Cooper Shattuck, individually and in his official capacity as executive director of the University of Alabama System's Gulf State Park Project. Relevant to the plaintiffs' claims was the Gulf State Park Projects Act, 9-14E-1 et seq., Ala. Code 1975 ("the Act"), which was enacted to facilitate the construction of a hotel/conference center in Gulf State Park ("the project"). Alabama received National Resource Damage Assessment funds, however, the United States District Court for the Southern District of Alabama enjoined use of those funds on the project until the defendants in the district court complied with certain federal requirements. The plaintiffs' complaint alleged that, given the district court's order, the defendants were "[w]ithout any lawful funds to spend upon the [p]roject." Nevertheless, the plaintiffs alleged, the defendants "boldly, unlawfully and hastily proceeded" to fund the project with moneys received from British Petroleum Exploration & Production, Inc. ("BP"), as a result of the 2010 Deepwater Horizon oil spill in the Gulf of Mexico. Defendants moved to dismiss, arguing plaintiffs lacked standing to pursue their claims. The circuit court agreed with defendants and dismissed the complaint. The Alabama Supreme Court found that because the issue of the plaintiffs' standing in their individual capacities was not preserved for appellate review and because the plaintiffs did not have standing to prosecute their action in their official capacities, the trial court did not err in dismissing the complaint. Accordingly, the judgment was affirmed. View "Morrow v. Bentley" on Justia Law

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Douglas Ghee, as personal representative of the estate of Billy Fleming, deceased, appealed a circuit court order dismissing his wrongful-death claim against USAble Mutual Insurance Company d/b/a Blue Advantage Administrators of Arkansas ("Blue Advantage"). The Alabama Supreme Court dismissed this appeal as being from a nonfinal order. View "Ghee v. USAble Mutual Insurance Co." on Justia Law